Sunday, April 25, 2010

Dangerous Primes - Why Uniplate Doesn't Contain transform'

The Uniplate library contains many traversal operations, some based on functions in SYB (Scrap Your Boilerplate). SYB provides everywhere for bottom-up traversals and everywhere' for top-down traversals. Uniplate provides transform for bottom-up traversals, but has no operation similar to everywhere'. This article explains why I didn't include a transform' operation, and why I believe that most uses of everywhere' are probably incorrect.

The transform operation applies a function to every node in a tree, starting at the bottom and working upwards. To give a simple example:


data Exp = Lit Int | Add Exp Exp | Mul Exp Exp

f (Mul (Lit 1) x) = x
f (Mul (Lit 3) x) = Add x (Add x x)
f x = x


Calling transform f on the input 3 * (1 * 2) gives 2 + (2 + 2). We can write transform in terms of the Uniplate operation descend, which applies a function to every child node:


transform f x = f (descend (transform f) x)


On every application of f the argument always consists of a root node which has not yet been processed, along with child nodes that have been processed. My thesis explains how we can guarantee a transform reaches a fixed point, by calling f again before every constructor on the RHS of any clause:


f (Mul (Lit 1) x) = x
f (Mul (Lit 3) x) = f (Add x (f (Add x x)))
f x = x


Now transform f is guaranteed to reach a fixed point. The transform operation is predictable, and naturally defines bottom-up transformations matching the users intention. Unfortunately, the ordering and predictability of transform' is significantly more subtle. We can easily define transform':


transform' f x = descend (transform' f) (f x)


Here the transformation is applied to every child of the result of f. With transform every node is processed exactly once, but with transform' some nodes are processed multiple times, and some are not processed at all. The first clause of f, which returns x, does not result in the root of x being processed. Similarly, our second cause returns two levels of constructor, causing the inner Add to be both generated and then processed.

When people look at transform' the intuitive feeling tends to be that all the variables on the RHS will be processed (i.e. x), which in many cases mostly matches the behaviour of transform'. Being mostly correct means that many tests work, but certain cases fail - with our function f, the first example works, but 1 * (1 * 1) results in 1 * 1. The original version of Uniplate contained transform', and I spent an entire day tracking down a bug whose cause turned out to be a function whose RHS was just a variable, much like the first clause of f.

Before describing the solution to top-down transformations, it's interesting to first explore where top-down transformations are necessary. I have identified two cases, but there many be more. Firstly, top-down transformations are useful when one LHS is contained within another LHS, and you wish to favour the larger LHS. For example:


f (Mul (Add _ _) _) = ...
f (Add _ _) = Mul ...


Here the second LHS is contained within the first. If we perform a bottom-up transformation then the inner Add expression will be transformed to Mul, and the first clause will never match. Changing to a top-down transformation allows the larger rule to match first.

Secondly, top-down transformations are useful when some information about ancestors is accumulated as you proceed downwards. The typical example is a language with let expressions which builds up a set of bindings as it proceeds downwards, these bindings then affect which transformations are made. Sadly, transform' cannot express such a transformation.

The solution to both problems is to use the descend operation, and explicitly control the recursive step. We can rewrite the original example using descend:


f (Mul (Lit 1) x) = f x
f (Mul (Lit 3) x) = Add (f x) (Add (f x) (f x))
f x = descend f x


Here we explicitly call f to continue the transformation. The intuition that all variables are transformed is now stated explicitly. In this particular example we can also common-up the three subexpressions f x in the second clause, giving a more efficient transformation. If needed, we can add an extra argument to f to pass down information from the ancestors.

After experience with Uniplate I decided that using transform'/everywhere' correctly was difficult. I looked at all my uses of transform' and found that a few of them had subtle bugs, and in most cases using transform would have done exactly the same job. I looked at all the code on Hackage (several years ago) and found only six uses of everywhere', all of which could be replaced with everywhere without changing the meaning. I consider top-down transformations in the style of everywhere' to be dangerous, and strongly recommend using operations like descend instead.


Upcoming Workshops

Are you interested in either generics programming or Haskell? Are you going to ICFP 2010? Why not:

Submit a paper to the Workshop on Generic Programming - Generic programming is about making programs more adaptable by making them more general. This workshop brings together leading researchers and practitioners in generic programming from around the world, and features papers capturing the state of the art in this important area.

Offer a talk at the Haskell Implementors Workshop - an informal gathering of people involved in the design and development of Haskell implementations, tools, libraries, and supporting infrastructure.

I'm on the program committee for both, and look forward to receiving your contributions.

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